Compliance Coordinator
Location: Flexible (Hybrid/Remote)
We’re partnering with a fast-growing, private equity-backed professional services business that is expanding rapidly through acquisition. As the organisation continues to grow, they are looking to appoint an experienced Compliance Coordinator to play a key role in supporting the firm’s regulatory, compliance and governance framework.
The successful candidate will have a strong understanding of regulatory requirements, be comfortable managing regulatory correspondence, and have the confidence and credibility to work with senior stakeholders and external regulatory bodies.
This is an excellent opportunity for someone who wants to join a growing organisation when compliance is evolving alongside the business and where they can have genuine ownership and impact.
Key Responsibilities
- Support the firms FCA regulatory obligations, including permissions, applications, notifications and regulatory submissions.
- Act as key point of contact for regulatory correspondence, coordinating responses to the FCA and other professional regulators.
- Maintain accurate compliance registers, records, risk logs and regulatory documentation, ensuring key deadlines and actions are tracked.
- Support regulatory reviews, audits and information requests, preparing documentation and information for regulators or senior stakeholders.
- Monitor regulatory developments and changes, supporting the implementation of new requirements, policies and controls.
- Assist with compliance monitoring, risk assessments and control testing, identifying and escalating potential regulatory risks.
- Support M&A due diligence and integration, reviewing regulatory frameworks and helping integrate acquired businesses into the group’s compliance model.
- Work closely with senior management and internal teams to embed a scalable, commercially focused compliance framework as the business continues to grow.
About You
- Experience working within an FCA-regulated environment.
- Practical experience with FCA compliance, regulatory requirements and regulatory processes.
- Experience dealing with or supporting interactions with the FCA or other professional regulators.
- Experience working in a professional services environment.
- A strong understanding of compliance frameworks, policies, controls and risk management.
- Strong organisational skills and the ability to manage multiple deadlines.
- A pragmatic and commercially minded approach to compliance.
If you’re looking for an opportunity to make a genuine impact within a high-growth organisation and shape the future of compliance, we’d love to hear from you.
